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Im Rahmen des Forschungsprojekts „Ressourcenplan im Quartier – R2Q“ startete im Frühjahr 2019 ein großer Forschungsverbund aus Hochschulen, wissenschaftlichen Instituten, Praxispartnern und einer Kommune, um die Verwendung der Ressourcen Wasser, Fläche, Baustoffe und Energie in Quartieren zu bilanzieren und zu bewerten, damit ihre effiziente Verwendung im Quartier mit Hilfe neuer rechtlicher Festsetzungen zukünftig gewährleistet werden kann.
Indicators for the optimization of sustainable urban energy systems based on energy system modeling
(2022)
Background: Urban energy systems are responsible for 75 % of the world's energy consumption and for 70 % of the worldwide greenhouse gas emissions. Energy system models are used to optimize, benchmark and compare such energy systems with the help of energy sustainability indicators. We discuss several indicators for their basic suitability and their response to changing boundary conditions, system structures and reference values. The most suitable parameters are applied to four different supply scenarios of a real-world urban energy system.
Results: There is a number of energy sustainability indicators, but not all of them are suitable for the use in urban energy system optimization models. Shortcomings originate from the omission of upstream energy supply chains (secondary energy efficiency), from limited capabilities to compare small energy systems (energy productivity), from excessive accounting expense (regeneration rate), from unsuitable accounting methods (primary energy efficiency), from a questionable impact of some indicators on the overall system sustainability (self-sufficiency), from the lack of detailed information content (share of renewables), and more. On the other hand, indicators of absolute greenhouse gas emissions, energy costs, and final energy demand are well suitable for the use in optimization models. However, each of these indicators only represents partial aspects of energy sustainability; the use of only one indicator in the optimization process increases the risk that other important aspects will deteriorate significantly, eventually leading to suboptimal or even unrealistic scenarios in practice. Therefore, multi-criteria approaches should be used to enable a more holistic optimization and planning of sustainable urban energy systems.
Conclusion: We recommend multi-criteria optimization approaches using the indicators of absolute greenhouse gas emissions, absolute energy costs, and absolute energy demand. For benchmarking and comparison purposes, specific indicators should be used and therefore related to the final energy demand, respectively the number of inhabitants. Our example scenarios demonstrate modeling strategies to optimize sustainability of urban energy systems.
(1) The use of renewable energy for power and heat supply is one of the strategies to reduce greenhouse gas emissions. As only 14% of German households are supplied with renewable energy, a shift is necessary. This shift should be realized with the lowest possible environmental impact. This paper assesses the environmental impacts of changes in energy generation and distribution, by integrating the life cycle assessment (LCA) method into energy system models (ESM). (2) The integrated LCA is applied to a case study of the German neighborhood of Herne, (i) to optimize the energy supply, considering different technologies, and (ii) to determine the environmental impacts of the base case (status quo), a cost-optimized scenario, and a CO2-optimized scenario. (3) The use of gas boilers in the base case is substituted with CHPs, surface water heat pumps and PV-systems in the CO2-optimized scenario, and five ground-coupled heat pumps and PV-systems for the cost-optimized scenario. This technology shift led to a reduction in greenhouse gas emissions of almost 40% in the cost-optimized, and more than 50% in the CO2-optimized, scenario. However, technology shifts, e.g., due to oversized battery storage, risk higher impacts in other categories, such as terrestrial eco toxicity, by around 22%. Thus, it can be recommended to use smaller battery storage systems. (4) By combining ESM and LCA, additional environmental impacts beyond GHG emissions can be quantified, and therefore trade-offs between environmental impacts can be identified. Furthermore, only applying ESM leads to an underestimation of greenhouse gas emissions of around 10%. However, combining ESM and LCA required significant effort and is not yet possible using an integrated software.
In Germany, the current sectoral urban planning often leads to inefficient use of resources, partly because municipalities lack integrated planning instruments and argumentation strength toward politics, investors, or citizens. The paper develops the ResourcePlan as (i) legal and (ii) a planning instrument to support the efficient use of resources in urban neighborhoods. The integrative, multi-methodological approach addresses the use of natural resources in the building and infrastructural sectors of (i) water (storm- and wastewater) management, (ii) construction and maintenance of buildings and infrastructure, (iii) urban energy system planning, and (iv) land-use planning. First, the development as legal instrument is carried out, providing (i) premises for integrating resource protection at all legal levels and (ii) options for implementing the ResourcePlan within German municipal structures. Second, the evaluation framework for resource efficiency of the urban neighborhoods is set up for usage as a planning instrument. The framework provides a two-stage process that runs through the phases of setting up and implementing the ResourcePlan. (Eco)system services are evaluated as well as life cycle assessment and economic aspects. As a legal instrument, the ResourcePlan integrates resource protection into municipal planning and decision-making processes. The multi-methodological evaluation framework helps to assess inter-disciplinary resource efficiency, supports the spatial identification of synergies and conflicting goals, and contributes to transparent, resource-optimized planning decisions.
Heating networks are highly relevant for the achievement of climate protection goals of urban energy systems. This is due to their high renewable energy potential combined with high plant efficiency and utilization rates. For the optimal integration and sector coupling of heating networks in holistic urban energy systems, open source energy system modeling tools are highly recommended. In this contribution, two open source approaches (the "Spreadsheet Energy System Model Generator"-integrated DHNx-Python module (DHNx/SESMG) and Thermos) are theoretically compared, and practically applied to a real-world energy system. Deviations within the results can be explained by incorrectly pre-defined parameters within Thermos and cannot be adjusted by the modeler. The simultaneity is underestimated in the case study by Thermos by more than 20%. This results in undersized heating plant capacities and a 50% higher number of buildings connected to the network. However, Thermos offers a higher end-user usability and over 100 times faster solving. DHNx/SESMG, in contrast, offers the possibility to adjust more model parameters individually and consider multiple energy sectors. This enables a holistic modeling of urban energy systems and the model-based optimization of multi-sectoral synergies.
About 75% of the world's energy consumption takes place in cities. Although their large energy consumption attracts a large number of research projects, only a small fraction of them deal with approaches to model energy systems of city districts. These are particularly complex due to the existence of multiple energy sectors (multi-energy systems, MES), different consumption sectors (mixed-use), and different stakeholders who have many different interests.
This contribution is a review of the characteristics of energy system models and existing modeling tools. It evaluates current studies and identifies typical characteristics of models designed to optimize MES in mixed-use districts. These models operate at a temporal resolution of at least 1 h, follow either bottom-up or hybrid analytical approaches and make use of mixed-integer programming, linear or dynamic.
These characteristics were then used to analyze minimum requirements for existing modeling tools. Thirteen of 145 tools included in the study turned out to be suitable for optimizing MES in mixed-use districts. Other tools where either created for other fields of application (12), do not include any methodology of optimization (39), are not suitable to cover city districts as a geographical domain (44), do not include enough energy or demand sectors (20), or operate at a too coarse temporal resolution (17). If additional requirements are imposed, e.g. the applicability of non-financial assessment criteria and open source availability, only two tools remain.
Overall it can be stated that there are very few modeling tools suitable for the optimization of MES in mixed-use districts.
Local and regional energy systems are becoming increasingly entangled. Therefore, models for optimizing these energy systems are becoming more and more complex and the required computing resources (run-time and random access memory usage) are increasing rapidly. The computational requirements can basically be reduced solver-based (mathematical optimization of the solving process) or model-based (simplification of the real-world problem in the model). This paper deals with identifying how the required computational requirements for solving optimization models of multi-energy systems with high spatial resolution change with increasing model complexity and which model-based approaches enable to reduce the requirements with the lowest possible model deviations. A total of 12 temporal model reductions (reduction of the number of modeled time steps), nine techno-spatial model reductions (reduction of possible solutions), and five combined reduction schemes were theoretically analyzed and practically applied to a test case. The improvement in reducing the usage of computational resources and the impact on the quality of the results were quantified by comparing the results with a non-simplified reference case. The results show, that the run-time to solve a model increases quadratically and memory usage increases linearly with increasing model complexity. The application of various model adaption methods have enabled a reduction of the run-time by over 99% and the memory usage by up to 88%. At the same time, however, some of the methods led to significant deviations of the model results. Other methods require a profound prior knowledge and understanding of the investigated energy systems to be applied. In order to reduce the run-time and memory requirements for investment optimization, while maintaining good quality results, we recommend the application of (1) a pre-model that is used to (1a) perform technological pre-selection and (1b) define reasonable technological boundaries, (2) spatial sub-modeling along network nodes, and 3) temporal simplification by only modeling every nth day (temporal slicing), where at least 20% of the original time steps are modeled. Further simplifications such as spatial clustering or larger temporal simplification can further reduce the computational effort, but also result in significant model deviations.